Page 41 - Reforming Benefits Decision-Making
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can  be  requested.   Of  course,  the  DWP  and  assessment  providers  would
                                99
               need to update their Privacy Policy and ensure that they comply with other
                                         100
               data protection requirements.  In that regard, we note that the DWP already
               collects and stores large volumes of sensitive personal data. Audio recording
               would simply collect the same information in a different format.

          2.38  The  Working  Party  discussed  whether  the  recording  should  be  provided
               automatically with the decision. However, on balance we decided against this.
               In many cases where the claimant has received the entitlement applied for or
               does  not  dispute  the  accuracy  of  the  assessment  it  will  not  be  necessary.
               Working  Party  members  were  also  concerned  about  the  potentially
               detrimental effect that listening back to a recording, possibly alone, may have
               on some claimants with mental health conditions.


          2.39  If  an  ‘opt-out’  basis  is  not  possible,  at  a  minimum  the  WCA  and  PIP
               forms should be updated so that they include a tick-box for claimants to
               indicate whether they want their assessment to be recorded, rather than
               having to make a request separately to the assessment provider.

          2.40  We also understand that trials of video-recording of assessments have begun.
               We were told that claimants often feel uncomfortable being video-recorded,


          99  Consideration should also be given on whether it would be possible  to make transcriptions of the
          assessment available if this is preferred to an audio recording. There is now software available that
          provides automatic transcription and is designed to differentiate between different speakers. It could be
          configured specifically for assessments and ‘trained’ to recognise medical terms.
          100  Under the UK General Data Protection Regulation, data controllers must have a lawful basis for
          collecting and using personal data. According to the DWP Privacy Policy, the lawful bases currently
          relied upon to collect and process personal data related to health and disability assessments are that it is
          required to by law (because it is the function of DWP to do so) or because it is in the public interest.
          For special categories of data (more sensitive categories of personal data which includes health data),
          which requires an additional lawful basis to process, most of DWP’s processing is “necessary for the
          purposes  of  …  employment,  social  security  and  social  protection”.  The  use  of  automatic  audio
          recording  of  health  and  disabilities  would  likely  be  covered  be  the  same  lawful  bases.  For  special
          categories  of  data  the  DWP  could  also  rely  on  processing  being  necessary  for  the  establishment,
          exercise or defence of legal claims. Especially given that the quality and accuracy of assessments is
          often poor and therefore likely to lead to disputes/  legal  claims (these include administrative out of
          court proceedings (see Recital 52, GDPR), and include prospective legal proceedings (see Paragraph
          33(a), Part 3, Schedule 1 of the Data Protection Act 2018)).


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